PrintScan - FINRA Fingerprinting and Background Check Services

FINRA Electronic Fingerprint Submissions

As an authorized FINRA fingerprint channeler, PrintScan proudly facilitates Electronic Fingerprint Submissions (EFS) for FINRA compliance. We are among a select group of only thirteen companies nationwide that have been granted this privilege, thanks to our adherence to the stringent guidelines set by both the FBI and FINRA.

Leveraging our certified vendor status, we provide a secure electronic channel for fingerprint submissions. This ensures that the results are promptly delivered back to the broker-dealer via the FINRA CRD system. The advantages of Electronic Fingerprint Submissions include expedited processing times, superior fingerprint quality, minimized rejection rates, and cost-effective FINRA fingerprint processing fees for firms.

In addition to electronic submissions, PrintScan is equipped to provide traditional fingerprinting on FINRA-specific fingerprint cards, readily available at our locations.

Frequently Asked Questions

How does FINRA use my fingerprints for background checks?

FINRA, in its capacity as a federal-level Authorized Recipient, partners with the FBI to perform an in-depth background check based on the fingerprints provided. In most cases, your firm will receive the results of this check within 72 hours from the time of your fingerprinting appointment.

How do my fingerprints get sent to FINRA?

As an approved Electronic Fingerprint Submission (EFS) provider, PrintScan sends your fingerprints directly to FINRA in an electronic format. If you opt for the manual method using FINRA's fingerprint cards, it's crucial for your firm to send them to FINRA. Please note that fingerprint cards sent by Authorized channelers like PrintScan are not accepted by FINRA.

What forms of payment do you accept?

We accept all major credit cards, such as Visa, Mastercard, Discover, and American Express.

What does PrintScan do with my fingerprints after scanning?

Your privacy is paramount. PrintScan ensures that fingerprint cards and fingerprint images are not retained beyond 30 calendar days post-receipt or upon the successful execution of the transaction, whichever timeframe is shorter. All fingerprint data is meticulously destroyed/deleted, adhering strictly to the FBI CJIS Security Policy.

How comprehensive is a FINRA background check?

A FINRA background check, conducted in partnership with the FBI, provides a detailed review spanning the entire life of the individual being checked.